The Senior Managers & Certification Regime: practical workshop with IQ-EQ and Charles Russell Speechlys

We would be delighted if you could join IQ-EQ  and Charles Russell Speechlys at one of these small informative workshops, on how to prepare effectively before the fast approaching deadline for the Senior Managers & Certification Regime (SMCR), which will replace the Approved Persons Regime from 9 December 2019.

This will be a practical session, designed for companies (not advisory firms) impacted by the SMCR regime, particularly FCA solo-regulated service firms.

Topics covered:

  • Why is SMCR being introduced
  • What type of firm are you?
  • Differences between Partnerships and Corporates and impact on overseas entities
  • Interaction with employment law and procedures
  • Creating and implementing a plan
  • The implication on the individual

We would be delighted if you could attend one of our workshops available on the following dates:

  • Wednesday 11 September:  17:00-19:00
  • Tuesday 17 September: 08:30-10:30
  • Thursday 26 September: 08:30-10:30

To register your space, please complete the form on the right hand side of this page.

Places will be allocated on a first come first served basis, so we will confirm your slot as soon as possible.

The workshops will take place at the Charles Russell Speechlys office at:

No background logo

5 Fleet Place
London
EC4M 7RD

If you would like further information on SMCR ahead of the workshop, then please click here.

Andrew-Shrimpton-(Dual)-                                                     Tom-Miller-(Corporate)_Dual-BG (1)

Andrew Shrimpton                                                                               Tom Miller
Chairman, Compliance Consulting                                 Business Development Director
Email Andrew                                                                                               Email Tom
+44 207 397 5469                                                                                    +44 207 397 5529